Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Richard Braun is a financial professional with over two decades of experience in the financial services industry. James is currently registered with PFS Investments Inc. and holds Series 6, Series 6TO, and Series 63 licenses. James has a strong track record of providing comprehensive financial planning and investment management services to individuals, businesses, and charitable organizations. James is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
11/24/2021 - Present
PFS Investments Inc. (CONCORD CA)
CA
04/10/2008 - 07/15/2014
PFS INVESTMENTS INC. (ROSEVILLE CA)
GA
03/13/2000 - 12/31/2007
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 02/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/20/2021
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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