Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Richard Ayers is a registered representative with Northwestern Mutual Investment Services, LLC. James has been in the industry since 1986 and holds Series 6, Series 63, and SIE licenses. James has been with Northwestern Mutual Investment Services, LLC since 1988 and has previously worked at ROBERT W. BAIRD & CO. INCORPORATED and JOHN HANCOCK DISTRIBUTORS, INC. James has a proven track record of success and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
04/25/1988 - Present
Northwestern Mutual Investment Services, LLC (Pittsford NY)
WI
10/03/1988 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
10/29/1986 - 03/19/1988
JOHN HANCOCK DISTRIBUTORS, INC.
BC
Issued 11/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Ayers is the right advisor for you? Invested Better is here to help.
