Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rice is a financial advisor with Steward Partners Investment Advisory, LLC. James is registered with FINRA and has been in the industry for over 2 years. James is currently registered with Steward Partners Investment Advisory, LLC in New Hampshire and Texas. James has passed the General Securities Representative Examination and the Securities Industry Essentials Examination. James has a background in the financial services industry and has held positions at various companies, including General Dynamics Electric Boat, Lockheed Martin, and Confluent Medical Technologies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
09/30/2024 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
BC
Issued 08/28/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/02/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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