Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rian Murphy is a financial advisor with Buckler Securities LLC, located in Greenwich, CT. James has been in the financial services industry since May 2003. James is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7 and Series 63 licenses. James is also registered in 15 states, including California, Connecticut, Florida, Illinois, Maryland, Massachusetts, New Jersey, New York, Ohio, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
06/22/2018 - Present
Buckler Securities LLC (Greenwich CT)
NY
04/22/2015 - 05/22/2018
J.V.B. FINANCIAL GROUP, LLC (NEW YORK NY)
NY
02/05/2002 - 02/14/2014
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 07/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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