Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Reuter Faust is a financial professional with over 17 years of experience in the financial industry. James is currently registered with Lazard Freres & Co. LLC in New York, NY. James has passed the Series 7, Series 24, Series 79TO, and SIE exams. James also has prior experience with LAZARD FRERES & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/02/2009 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
10/26/2005 - 07/13/2007
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 08/29/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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