Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rettig is a financial advisor with Citigroup Global Markets Inc. James has been in the industry since March 2012. James has a Series 6, 63 and 99 license. James specializes in portfolio management for individuals and businesses. James has worked with clients of all sizes, from high-net-worth individuals to corporations. James has extensive experience in asset allocation, financial planning, and pension consulting. James is committed to providing his clients with personalized financial advice and investment strategies that meet their unique needs. Previously James was with PFS INVESTMENTS INC. for a period of time.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/20/2017 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
03/19/2012 - 06/24/2014
PFS INVESTMENTS INC. (BUFFALO NY)
BC
Issued 03/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2017
Series 99 - Operations Professional Examination
BC
Issued 03/16/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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