Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Reid Nolan is a financial advisor with over 18 years of experience in the financial services industry. James is currently registered with J.P. Morgan Securities LLC and has previously worked at PNC Investments, MML Investors Services, Inc., Park Avenue Securities LLC, Northwestern Mutual Investment Services, LLC, and Vanguard Marketing Corporation. James holds Series 6, 7, 63, 99TO and SIE licenses and specializes in providing financial planning, investment management, and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
12/13/2011 - Present
J.p. Morgan Securities LLC (New York NY)
DE
02/26/2009 - 08/15/2011
J.P. MORGAN SECURITIES LLC (NEWARK DE)
NJ
01/25/2008 - 12/03/2008
PNC INVESTMENTS (DEPTFORD NJ)
NJ
11/09/2006 - 05/17/2007
MML INVESTORS SERVICES, INC. (MARLTON NJ)
NJ
07/27/2005 - 11/13/2006
PARK AVENUE SECURITIES LLC (MARLTON NJ)
WI
03/10/2004 - 07/08/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
PA
08/12/1999 - 05/26/2000
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 04/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/09/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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