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James Reginald Moise

Little House Capital, LLC

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About James Reginald Moise

James Reginald Moise is an Investment Advisor Representative associated with Little House Capital, LLC. James has been working in the financial industry since 2005. James is registered in the state of Massachusetts with a series 63 license and Series 65 license. James also holds a Series 7 license. James specializes in financial planning, pension consulting, and portfolio management for individuals and businesses.

Firm Information

James Moise is currently registered with Little House Capital, LLC. Little House Capital, LLC is an investment advisor based in Braintree, MA, with over $600 million in regulatory assets under management. They provide financial planning, pension consulting, and portfolio management services to individuals, businesses, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and other investment advisors.
Little House Capital, LLC

35 BRAINTREE HILL PARK

BRAINTREE, MA 02184

$601.44M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Moise’s Registration & Firm History

MA

07/09/2021 - Present

Little House Capital, LLC (BRAINTREE MA)

MA

10/23/2009 - 08/13/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALTHAM MA)

MA

06/30/2006 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (WALTHAM MA)

NY

10/04/2005 - 04/24/2006

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/19/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/18/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Reginald Moise.
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