Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cooper is a financial professional with over 28 years of experience in the industry. James has held a General Securities Principal license since 2002 and a Financial and Operations Principal license since the same year. James is registered with Zions Direct, Inc. in Salt Lake City, UT. James is also Series 7, Series 99TO, and SIE licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
04/11/1994 - Present
Zions Direct, Inc. (SALT LAKE CITY UT)
BC
Issued 12/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/13/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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