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James Raymond Williams

Southstate|duncanwilliams Securities Corp.

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About James Raymond Williams

James Raymond Williams is a financial advisor with Southstate|duncanwilliams Securities Corp. in MEMPHIS (SHELBY), TN. He has been in the industry since 2024 and holds the Series 7TO and SIE licenses. James Raymond Williams is registered with FINRA and is an active advisor.

Firm Information

James Williams is currently registered with Southstate|duncanwilliams Securities Corp.. Southstate|duncanwilliams Securities Corp. is a corporation formed in March 1969. The firm is registered in 49 states and is approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Williams’s Registration & Firm History

TN

07/23/2024 - Present

Southstate|duncanwilliams Securities Corp. (MEMPHIS (SHELBY) TN)

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Licenses & Designations

BC

Issued 07/23/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/15/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Raymond Williams.
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