Unclaimed
James Raymond Williams is a financial advisor with Southstate|duncanwilliams Securities Corp. in MEMPHIS (SHELBY), TN. He has been in the industry since 2024 and holds the Series 7TO and SIE licenses. James Raymond Williams is registered with FINRA and is an active advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
07/23/2024 - Present
Southstate|duncanwilliams Securities Corp. (MEMPHIS (SHELBY) TN)
BC
Issued 07/23/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/15/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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