Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Raymond Turpen is an advisor with Raymond James Financial Services Advisors, Inc. James has been in the financial services industry since 2012 and has a wide range of experience and expertise. James has worked with various financial institutions and companies such as First Investments & Planning, First National Bank of Omaha, NYLIFE SECURITIES LLC, and TD Ameritrade. James currently holds Series 6, 7, and 66 licenses, and he has a strong record of success in helping clients achieve their financial goals. James is committed to providing personalized and comprehensive financial advice to his clients. He understands the importance of building strong relationships and taking a long-term approach to wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NE
05/10/2024 - Present
Raymond James Financial Services Advisors, Inc. (Omaha NE)
NE
04/28/2015 - 04/20/2021
TD AMERITRADE, INC. (OMAHA NE)
IA
02/29/2012 - 03/09/2015
NYLIFE SECURITIES LLC (COUNCIL BLUFFS IA)
BOTH
Issued 05/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/28/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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