Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Raymond Simone is a financial advisor with over 16 years of experience in the financial services industry. James is currently registered with Beacon Pointe Advisors, LLC and is based in Seattle, Washington. James has previously worked for Purshe Kaplan Sterling Investments, LPL Financial LLC, and Ameriprise Financial Services, Inc. James is a Certified Financial Planner and a Chartered Financial Analyst. James has a broad range of experience in providing financial advice to individuals, families, and businesses. James specializes in providing financial planning, investment management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
08/24/2021 - Present
Beacon Pointe Advisors, LLC (SEATTLE WA)
WA
08/03/2021 - 03/05/2024
PURSHE KAPLAN STERLING INVESTMENTS (Seattle WA)
WA
11/01/2018 - 08/04/2021
LPL FINANCIAL LLC (SEATTLE WA)
WA
05/16/2017 - 10/29/2018
AMERIPRISE FINANCIAL SERVICES, INC. (SEATTLE WA)
BOTH
Issued 06/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2017
Series 7 - General Securities Representative Examination
Active
Inactive
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