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James Raymond Seaman

Alphastar Capital Management

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About James Raymond Seaman

James Seaman is an investment advisor representative with Alphastar Capital Management. James Seaman has been in the industry since 1987. James Seaman is registered with the state of Ohio and Texas. James Seaman has a Series 6, Series 7, Series 63 and Series 65. James Seaman has a specialization in providing portfolio management for individuals, financial planning and pension consulting. James Seaman was previously registered with MULTI-FINANCIAL SECURITIES CORPORATION, LEGACY FINANCIAL SERVICES, INC., and EQUITY SERVICES, INC.. James Seaman also owns and operates Seaman Retirement Planning, an independent insurance agency.

Firm Information

James Seaman is currently registered with Alphastar Capital Management. Alphastar Capital Management, based in Cornelius, NC, is an investment advisor with over $1 billion in assets under management. They provide financial planning, pension consulting, and portfolio management services for individuals, corporations, high-net-worth individuals, and pension and profit-sharing plans. They also offer sub-advisory services and selection of other advisors.
Alphastar Capital Management

19600 WEST CATAWBA AVENUE

CORNELIUS, NC 28031

$1.15B

Assets Under Management

71

Total Clients

94

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services

Sub-advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Seaman’s Registration & Firm History

OH

02/17/2016 - Present

Alphastar Capital Management (CANTON OH)

OH

07/18/2007 - 11/04/2011

MULTI-FINANCIAL SECURITIES CORPORATION (CANTON OH)

OH

02/09/2000 - 07/18/2007

LEGACY FINANCIAL SERVICES, INC. (CANTON OH)

NA

04/15/1987 - 12/31/1988

EQUITY SERVICES, INC.

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Licenses & Designations

IA

Issued 01/11/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/26/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/08/2000

Series 7 - General Securities Representative Examination

BC

Issued 04/14/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Raymond Seaman.
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