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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Raymond Murphy is an investment advisor representative at Cetera Investment Advisers LLC, a firm headquartered in Schaumburg, Illinois. James Murphy has been in the industry since March 28, 2017. Cetera Investment Advisers LLC is a national firm with over 100,000 clients and $100 billion in assets under management. The firm provides a variety of financial services, including financial planning, portfolio management, and retirement planning. Cetera Investment Advisers LLC has a team of experienced investment professionals who are dedicated to helping their clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
01/24/2023 - Present
Cetera Investment Advisers LLC (ACWORTH GA)
GA
10/18/2019 - 07/19/2022
PFS INVESTMENTS INC. (DULUTH GA)
GA
06/26/2017 - 06/20/2019
FORESTERS FINANCIAL SERVICES, INC. (ATLANTA GA)
GA
08/31/2016 - 04/03/2017
FORESTERS FINANCIAL SERVICES, INC. (ATLANTA GA)
IA
Issued 06/23/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/01/2018
Series 24 - General Securities Principal Examination
BC
Issued 07/24/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/31/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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