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James Raymond McDonald

Ashton Thomas Securities, LLC

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About James Raymond McDonald

James McDonald is a financial advisor registered with Ashton Thomas Securities, LLC in Delmar, New York. James McDonald has been in the financial industry since 1997, and has a Series 7 and Series 63 license. James McDonald is currently registered with Ashton Thomas Securities, LLC and previously registered with HALLIDAY FINANCIAL, LLC, ESSEX NATIONAL SECURITIES, INC., UVEST FINANCIAL SERVICES GROUP, INC., and HSBC BROKERAGE (USA) INC. James McDonald has a strong background in financial planning and portfolio management. In addition to providing financial advice, James McDonald also has a teaching career.

Firm Information

James McDonald is currently registered with Ashton Thomas Securities, LLC. Ashton Thomas Securities, LLC is a Limited Liability Company, formed on January 8, 2024, and registered with the SEC. Based in Rochester, NY, the firm offers a range of financial advisory services including financial planning, pension consulting, and portfolio management for individuals. They are licensed to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm manages over $409 million in assets and has a team of over 50 licensed professionals.
Ashton Thomas Securities, LLC

200 CANAL VIEW BLVD.

ROCHESTER, NY 14623

$409.08M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James McDonald’s Registration & Firm History

NY

08/23/2021 - Present

Ashton Thomas Securities, LLC (DELMAR NY)

NY

08/17/2009 - 05/06/2019

HALLIDAY FINANCIAL, LLC (Clifton Park NY)

NY

08/12/2005 - 08/18/2009

ESSEX NATIONAL SECURITIES, INC. (BALLSTON SPA NY)

NC

01/28/2005 - 08/15/2005

UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)

CA

04/22/2003 - 02/08/2005

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NY

07/17/1996 - 08/02/2002

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/12/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Raymond McDonald.
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