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James Raymond Farmer

Raymond James Financial Services, Inc.

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About James Raymond Farmer

James Raymond Farmer is a financial advisor with Raymond James Financial Services, Inc. James has been in the financial industry since 1994 and has experience in a variety of areas including securities, investments, and financial planning. James is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 24, 52, 53, 63 and 66 licenses. James also holds a SIE license. James is registered to do business in the state of Florida and many others. James's office is located at 880 Carillon Parkway, St. Petersburg, FL.

Firm Information

James Farmer is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Farmer’s Registration & Firm History

FL

03/18/2016 - Present

Raymond James Financial Services, Inc. (ST PETERSBURG FL)

FL

10/31/2014 - 04/14/2016

ALLSTATE FINANCIAL SERVICES, LLC (CLEARWATER FL)

FL

09/12/2005 - 10/17/2014

TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)

CA

07/28/2003 - 06/03/2005

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

FL

11/21/1997 - 04/07/2003

INTERSECURITIES, INC. (ST. PETERSBURG FL)

FL

12/23/1993 - 08/08/1997

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BOTH

Issued 08/01/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/09/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/14/2016

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/30/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Raymond Farmer.
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