Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dearden has been in the financial industry since December 2003. James is currently registered with MML Investors Services, LLC and is a Registered Representative (RA) in New Hampshire. James previously worked for MSI Financial Services, Inc. and Metropolitan Life Insurance Company. James holds the following licenses: Series 6, Series 63, Series 65, and SIE. James has been actively involved in the financial industry and holds active licenses with several states including Florida, Maine, Massachusetts, Minnesota, New Hampshire, New York, South Carolina, and Virginia. James Dearden provides financial services to individuals, corporations, businesses, and other clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NH
03/25/2017 - Present
MML Investors Services, LLC (HAMPTON NH)
NH
12/15/2003 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (HAMPTON NH)
NH
12/15/2003 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (EXETER NH)
IA
Issued 02/02/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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