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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Westermeyer is a financial advisor at LPL Financial LLC with over 24 years of experience in the industry. James has earned the Series 63, 24, and 7 securities licenses and the SIE exam. James has worked at Lincoln Financial Advisors Corporation and The Lincoln National Life Insurance Company. James works with clients in Arizona, California, Connecticut, District of Columbia, Georgia, Kansas, Maryland, Nevada, New Mexico, New York, Ohio, Oklahoma, Oregon, Pennsylvania, Texas, Washington and Wyoming. James is a Registered Representative with LPL Financial LLC. James provides financial planning, educational seminars, consulting, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/12/2021 - Present
LPL Financial LLC (WALNUT CREEK CA)
AZ
12/22/1997 - 11/09/2021
LINCOLN FINANCIAL ADVISORS CORPORATION (SCOTTSDALE AZ)
IN
12/22/1997 - 06/06/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BC
Issued 11/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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