Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ray Taylor is a financial advisor with over 35 years of experience in the financial industry. He is currently registered with Wells Fargo Clearing Services, LLC and has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., BARNETT INVESTMENTS, INC., EMPIRE NATIONAL SECURITIES, INCORPORATED and A. G. EDWARDS & SONS, INC.. James Taylor specializes in providing financial advice to individuals, businesses, and institutions. James Taylor is committed to providing his clients with personalized financial advice and services that meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/02/2014 - Present
Wells Fargo Clearing Services, LLC (SAINT PETERSBURG FL)
FL
10/23/2009 - 08/30/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT PETERSBURG FL)
FL
04/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ST. PETERSBURG FL)
FL
11/24/1987 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
NA
03/06/1987 - 11/16/1987
EMPIRE NATIONAL SECURITIES, INCORPORATED
NA
01/21/1986 - 02/21/1987
A. G. EDWARDS & SONS, INC.
BOTH
Issued 08/02/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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