Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ray Sands is a financial advisor registered with LPL Financial LLC. James Ray Sands has been in the financial services industry since July 14, 2005. James Ray Sands is registered with the state of Florida. James Ray Sands is also registered with the state of Alabama, Colorado, Delaware, Florida, Georgia, Hawaii, Illinois, Indiana, Kansas, Kentucky, Maine, Michigan, Minnesota, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, and West Virginia. James Ray Sands has been with LPL Financial LLC since December 2013. Prior to that, James Ray Sands worked for MetLife Securities Inc. and Ameriprise Financial Services, Inc. and IDS Life Insurance Company. James Ray Sands has passed the Uniform Combined State Law Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination. James Ray Sands also has experience with fixed life insurance and health insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
01/24/2014 - Present
LPL Financial LLC (FORT MYERS FL)
FL
06/25/2007 - 02/04/2014
METLIFE SECURITIES INC. (FT. MYERS FL)
FL
07/15/2005 - 07/09/2007
AMERIPRISE FINANCIAL SERVICES, INC. (FORT MYERS FL)
MN
07/15/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/09/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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