Unclaimed
James Ray Magaziner is a financial professional with over 30 years of experience in the financial services industry. James has served in various roles with prominent firms like John Hancock Mutual Life Insurance Company, Pruco Securities Corporation, Ameriprise Financial Services, Inc. and Signator Investors, Inc. James is currently a registered representative with Osaic Wealth, Inc. and holds a Series 6, 7, 26, 63 and 65 licenses. James is a Certified Financial Planner (CFP) and a Chartered Financial Consultant (ChFC). He is also a licensed insurance broker. James has a comprehensive understanding of the financial markets and a commitment to providing personalized financial planning and wealth advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/19/2023 - Present
Osaic Wealth, Inc. (RUMSON NJ)
CT
01/08/1993 - 11/02/2018
SIGNATOR INVESTORS, INC. (ESSEX CT)
NJ
10/30/2015 - 11/04/2015
AMERIPRISE FINANCIAL SERVICES, INC. (RED BANK NJ)
MA
01/08/1993 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NJ
05/03/1983 - 10/01/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/08/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/1987
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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