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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ray Cratty is a financial advisor with over 30 years of experience in the industry. James Ray Cratty currently works at Frost Investment Services in San Antonio, Texas. James Ray Cratty is registered to provide investment advice in 16 states and is a registered representative of FINRA. James Ray Cratty has a strong background in financial planning, portfolio management for businesses, and portfolio management for individuals. James Ray Cratty is a licensed financial advisor. James Ray Cratty has held previous roles at Lincoln Investment, Frost Brokerage Services, Inc., J.P. Morgan Advisors, Inc., Chase Securities of Texas, Inc., Cigna Securities, Inc. and H. C. Copeland and Associates Equities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
01/26/2022 - Present
Frost Investment Services (Austin TX)
TX
12/09/2015 - 03/02/2017
LINCOLN INVESTMENT (AUSTIN TX)
TX
04/28/2003 - 12/19/2007
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
NY
07/20/2001 - 04/22/2002
J. P. MORGAN ADVISORS, INC. (NEW YORK NY)
TX
12/19/1997 - 07/19/2001
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
TX
11/25/1987 - 05/06/1997
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
NA
04/16/1984 - 06/28/1985
CIGNA SECURITIES, INC.
NA
07/17/1979 - 06/11/1984
H. C. COPELAND AND ASSOCIATES EQUITIES, INC.
BOTH
Issued 12/23/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/1995
Series 24 - General Securities Principal Examination
BC
Issued 07/02/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2009
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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