Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ray Carpenter is a registered Investment Advisor Representative in Mississippi. James has been in the industry since March 2002. Currently, James is registered with Simplified Wealth Management. Before that, James was registered with LPL Financial LLC in Hattiesburg, MS and Edward Jones in St. Louis, MO. James offers portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MS
09/04/2020 - Present
Simplified Wealth Management (HATTIESBURG MS)
MS
10/21/2004 - 09/11/2020
LPL FINANCIAL LLC (HATTIESBURG MS)
MO
03/12/2002 - 11/09/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 11/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure James Carpenter is the right advisor for you? Invested Better is here to help.
