Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rashad Bouey is a financial advisor with LPL Financial LLC. James is a registered representative with Series 7, Series 63, Series 99TO and SIE licenses. James has been in the financial industry for 2 years. Prior to joining LPL Financial LLC, James worked with ROBINHOOD FINANCIAL, LLC and WELLS FARGO CLEARING SERVICES, LLC. James has a broad range of financial experience and is equipped to provide guidance in investment management, retirement planning, insurance and other related areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/12/2024 - Present
LPL Financial LLC (FORT MILL SC)
NC
10/27/2021 - 08/08/2022
ROBINHOOD FINANCIAL, LLC (Charlotte NC)
NC
07/09/2021 - 09/29/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BC
Issued 07/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2024
Series 99TO - Operations Professional Examination
BC
Issued 07/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/04/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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