Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Raoul Gura is a financial advisor with Commonwealth Financial Network, a registered investment advisor based in Waltham, MA. James is a registered representative with the Financial Industry Regulatory Authority (FINRA) and has been in the industry since 2011. James has a Series 66 and Series 7 license. In addition to being a financial advisor, James is also an owner and principal of JRG Financial LLC, a private entity that facilitates securities, advisory, and insurance business. James also co-owns Stonebridge Financial Group, LLC, another private entity that facilitates securities, advisory, and insurance business. James's experience includes working with a variety of clients, including individuals, businesses, corporations, trusts, estates, and charitable organizations. Commonwealth Financial Network is a registered investment advisor with approximately $177 billion in assets under management. The firm's focus is on providing financial advice and investment management services to individuals, businesses, and institutions. Commonwealth Financial Network provides a wide range of financial services, including financial planning, investment management, retirement planning, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
11/30/2018 - Present
Commonwealth Financial Network (St. Louis MO)
MO
09/06/2013 - 12/07/2018
OPPENHEIMER & CO. INC. (ST. LOUIS MO)
MO
11/05/2011 - 09/09/2013
WELLS FARGO ADVISORS, LLC (CLAYTON MO)
BOTH
Issued 12/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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