Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Randolph Diefenthal is a financial professional registered with Thrivent Investment Management Inc. James is based in MINNEAPOLIS, MN and has been active in the financial industry since June 12, 2024. James is registered with the state of Texas as an Investment Adviser Representative and holds Series 7TO, SIE, and Series 66 licenses. James' firm, Thrivent Investment Management Inc., offers a range of investment services, including portfolio management for individuals and financial planning. The firm manages over 14.8 billion dollars in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
08/01/2024 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
BOTH
Issued 07/31/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/30/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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