Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Randall Webb is a financial advisor with over 30 years of experience in the industry. James is currently registered with both Cape Investment Advisory, Inc. and Global Investment Advisory. James has previously held positions with a number of firms including G.F. Investment Services, LLC, Benchmark Investments, Inc., and Nationwide Investment Services Corporation. James is a Series 7, 63, 66, 4 and 28 licensed professional. James' specializations include financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
04/04/2008 - Present
Cape Investment Advisory, Inc. (MCDONOUGH GA)
GA
05/03/2019 - 12/31/2020
G.F. INVESTMENT SERVICES, LLC (MCDONOUGH GA)
GA
03/20/2018 - 09/20/2019
BENCHMARK INVESTMENTS, INC. (McDonough GA)
AL
06/13/2007 - 11/29/2007
AURA FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
CA
06/13/2006 - 05/16/2007
PACIFIC CORNERSTONE CAPITAL INCORPORATED (IRVINE CA)
OH
04/14/2005 - 05/22/2006
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
WI
09/18/2003 - 12/17/2004
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
TX
02/13/2001 - 07/10/2003
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NY
08/16/2000 - 02/27/2001
PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)
NJ
05/17/1998 - 02/24/2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
PA
03/24/1994 - 05/04/1998
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
CA
09/18/1991 - 02/28/1994
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MN
09/27/1990 - 09/05/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/27/1990 - 09/05/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/03/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2008
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 07/14/2008
Series 4 - Registered Options Principal Examination
BC
Issued 08/02/2007
Series 24 - General Securities Principal Examination
BC
Issued 08/09/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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