Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kettwig is a financial advisor with LPL Financial LLC based in Owatonna, Minnesota. James has been a Registered Representative (RR) since 1982 and is also a Registered Investment Advisor (RIA). James is licensed to provide investment advice in Minnesota and Texas. James has experience with a variety of clients including high-net-worth individuals, corporations, and charitable organizations. James provides financial planning, portfolio management, and consulting services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
09/07/2022 - Present
LPL Financial LLC (OWATONNA MN)
MN
05/24/1995 - 09/09/2022
FSC SECURITIES CORPORATION (OWATONNA MN)
MN
10/12/1982 - 06/02/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/12/1982 - 06/02/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
10/12/1982 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 02/26/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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