Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ramon Ponder is a financial advisor with Nylife Securities LLC. James has been in the financial services industry since 2005. James holds the Series 6, 63, SIE and 6TO licenses. James has previously been employed by Northwestern Mutual Investment Services, LLC, Chase Investment Services Corp., and NatCity Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
02/21/2023 - Present
Nylife Securities LLC (LOUISVILLE KY)
KY
07/19/2012 - 12/23/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOUISVILLE KY)
KY
10/22/2007 - 04/15/2011
CHASE INVESTMENT SERVICES CORP. (LOUISVILLE KY)
KY
04/26/2005 - 07/31/2007
NATCITY INVESTMENTS, INC. (LOUISVILLE KY)
BC
Issued 05/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/05/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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