Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ramirez is a financial advisor with LPL Financial LLC in Baltimore, MD. James has been in the financial services industry since August 2013. James is a registered representative with LPL Financial LLC and a registered investment advisor. James has Series 7, 63, 65 and 66 securities licenses. James also has a background in real estate and is a licensed real estate agent in Maryland. James is committed to providing personalized financial advice and investment solutions to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
07/01/2024 - Present
LPL Financial LLC (PIKESVILLE MD)
MD
04/29/2024 - 07/02/2024
MML INVESTORS SERVICES, LLC (HUNT VALLEY MD)
NY
08/13/1993 - 05/15/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/21/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/28/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/31/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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