Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ralph Talton is a financial advisor registered with Captrust. James has been in the industry since December 4, 1993. James has been registered with Captrust since April 15, 2015. Prior to that, James was registered with Wachovia Securities Financial Network, LLC, Captrust Financial Advisors, LLC, and Interstate/Johnson Lane Corporation. James has passed the Series 63, Series 65, Series 7, and SIE exams. James is licensed in several states including North Carolina, Florida, Georgia, Illinois, Massachusetts, Michigan, Pennsylvania, South Carolina, Tennessee, Virginia, and Wisconsin. James's firm specializes in providing financial planning, pension consulting, portfolio management for individuals, portfolio management for businesses, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
04/15/2015 - Present
Captrust (RALEIGH NC)
MO
06/15/2002 - 10/17/2003
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
NC
10/01/1997 - 06/15/2002
CAPTRUST FINANCIAL ADVISORS, LLC (CHARLOTTE NC)
NC
12/03/1993 - 10/06/1997
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
IA
Issued 01/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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