Unclaimed
James Ralph Hohn is a registered representative with Berthel, Fisher & Co. Financial Services, Inc. James has been in the industry since 2022. James has passed the Series 99TO and SIE exams. James is located in Cedar Rapids, IA and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IA
07/01/2022 - Present
Berthel, Fisher & Co. Financial Services, Inc. (CEDAR RAPIDS IA)
BC
Issued 07/01/2022
Series 99TO - Operations Professional Examination
BC
Issued 03/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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