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James R Nici

Financial Transparency

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About James R Nici

James R. Nici is an active investment advisor representative with Financial Transparency, a firm based in Greensboro, NC. James Nici has been in the financial services industry for over 17 years, having held previous roles at CSSC Brokerage Services, Inc. in Naples, FL and M Holdings Securities, Inc. in Portland, OR. James Nici's current registrations include a Series 66 and Series 7 license with the state of Florida, as well as the Series 6, and the SIE exams. James Nici specializes in financial planning, portfolio management, and pension consulting.

Firm Information

James Nici is currently registered with Financial Transparency. Financial Transparency is an investment advisory firm with offices in the United States. They offer a range of advisory services, including financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for individuals. They serve high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and individuals other than high-net-worth. Their assets under management are approximately $295,289,685.

$295.29M

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Nici’s Registration & Firm History

NC

07/20/2018 - Present

Financial Transparency (GREENSBORO NC)

FL

04/28/2011 - 06/27/2018

CSSC BROKERAGE SERVICES, INC. (NAPLES FL)

OR

02/23/2001 - 06/22/2004

M HOLDINGS SECURITIES, INC. (PORTLAND OR)

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Licenses & Designations

BOTH

Issued 05/02/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/27/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/2011

Series 7 - General Securities Representative Examination

BC

Issued 02/21/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for James R Nici. Review regulatory record here.
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