Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames R Lapiedra is a financial advisor with Cetera Investment Advisers LLC, based in Staten Island, NY. James has over 14 years of experience in the financial services industry and holds Series 66, Series 7 and SIE licenses. James is registered in 10 states including Connecticut, Florida, Georgia, Hawaii, Massachusetts, New Jersey, New York, Pennsylvania, and South Carolina. In addition to Cetera Investment Advisers LLC, James has previously been employed at First Allied Securities, Inc. and 1st Global Capital Corp. James also has multiple other business affiliations and holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
03/31/2021 - Present
Cetera Investment Advisers LLC (STATEN ISLAND NY)
NY
08/21/2009 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (STATEN ISLAND NY)
NY
12/23/2008 - 09/01/2009
1ST GLOBAL CAPITAL CORP. (STATEN ISLAND NY)
BOTH
Issued 01/22/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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