Unclaimed
James Gowen is a financial advisor who has been in the industry since August 10, 2009. James is currently registered as a registered representative with State Farm Investment Management Corp. and as an investment advisor representative. James has a state exam category of Series 63 and product exam categories of SIE and Series 6. James has a total of 4 approved state registrations for the state of Arkansas, Mississippi, Tennessee, and Texas. James' firm, State Farm Investment Management Corp. has a total of 16 licensed agents, 16 investment advisor representatives, and 14 registered representatives. State Farm Investment Management Corp. has a total of 110 employees working in advisory functions. State Farm Investment Management Corp. provides portfolio management for individuals and investment companies. James has a designation of Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AR
06/06/2024 - Present
State Farm Investment Management Corp. (Scarcy AR)
BC
Issued 08/18/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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