Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames R. Erickson is a financial advisor with J.P. Morgan Securities LLC. James has over 20 years of experience in the financial services industry. James is registered to provide investment advice and securities brokerage services in 53 states and jurisdictions, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. James is a Series 6 and Series 26 licensed principal and a Series 63 licensed agent. James specializes in providing financial advice and investment management services to individuals, corporations, high-net-worth individuals, pension and profit-sharing plans, and charitable organizations. James's previous experience includes working for Wells Fargo Clearing Services, LLC and Banc of America Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NJ
03/22/2023 - Present
J.p. Morgan Securities LLC (Manasquan NJ)
UT
04/30/2018 - 06/07/2021
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
KS
09/20/2007 - 05/16/2017
WELLS FARGO CLEARING SERVICES, LLC (OVERLAND PARK KS)
KS
12/03/2004 - 10/25/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (OVERLAND PARK KS)
MA
11/14/2000 - 05/20/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BC
Issued 10/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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