Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Erck is a financial advisor with Thrivent Investment Management Inc., a registered investment advisor, based in Sioux Falls, SD. James has over 15 years of experience in the financial services industry, focusing on providing financial planning and portfolio management services to individuals, businesses, and non-profit organizations. James is also a registered representative with Thrivent and holds the Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SD
04/25/2012 - Present
Thrivent Investment Management Inc. (Sioux Falls SD)
CO
01/03/2012 - 04/05/2012
THRIVENT INVESTMENT MANAGEMENT INC. (LOVELAND CO)
SD
02/27/2009 - 01/12/2010
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (SIOUX FALLS SD)
SD
01/14/2004 - 03/22/2007
THRIVENT INVESTMENT MANAGEMENT INC. (SIOUX FALLS SD)
BOTH
Issued 02/10/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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