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James R Dawson

Sentinus, LLC

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About James R Dawson

James Dawson is a financial professional with a broad range of experience, having worked with Charles Schwab & Co., Inc., HALO SECURITIES, LLC and Sentinus, LLC. James has been in the industry since June 2014. James Dawson holds the Series 66, Series 63, Series 7 and SIE licenses and is a Certified Financial Planner. James specializes in providing financial planning, and portfolio management services to individuals and businesses. James is registered to provide investment advice in Illinois and Texas. James is a registered representative with Sentinus, LLC.

Firm Information

James Dawson is currently registered with Sentinus, LLC. Sentinus, LLC is an investment advisor based in OAKBROOK, IL. The firm has 10 licensed agents, 14 investment adviser representatives, 3 registered representatives, and 9 employees that perform investment advisory functions. Sentinus, LLC manages approximately $615,566,661 in regulatory assets under management, primarily for individuals. The firm offers financial planning and portfolio management services for individuals and businesses.
Sentinus, LLC

700 COMMERCE DRIVE

OAKBROOK, IL 60523

$615.57M

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Dawson’s Registration & Firm History

IL

01/24/2024 - Present

Sentinus, LLC (OAKBROOK IL)

IL

12/04/2019 - 08/01/2023

HALO SECURITIES, LLC (CHICAGO IL)

IL

06/10/2014 - 12/13/2019

CHARLES SCHWAB & CO., INC. (Naperville IL)

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Licenses & Designations

BOTH

Issued 04/21/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/13/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James R Dawson.
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