Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Quinn Burgess is a registered representative at DFA Securities LLC, based in CHARLOTTE, NC. James has been in the financial services industry since 2022 and holds the Series 7, Series 63, and SIE licenses. Prior to joining DFA Securities LLC, James worked for VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
09/28/2023 - Present
DFA Securities LLC (CHARLOTTE NC)
NC
09/09/2022 - 08/31/2023
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 09/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/06/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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