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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Quincy Dean is a financial advisor with Equity Services, Inc., a firm with a national reach. James has been in the financial services industry since 2015, and he has experience providing financial planning services to individuals, corporations, and charitable organizations. James is also a registered representative with FINRA and has passed the Series 6, Series 63, and Series 6TO exams. James has a strong focus on building long-term relationships with clients. He has a commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
06/23/2023 - Present
Equity Services, Inc. (BOCA RATON FL)
NC
05/23/2018 - 05/08/2019
EQUITY SERVICES, INC. (WINSTON SALEM NC)
NC
09/01/2017 - 12/20/2017
MML INVESTORS SERVICES, LLC (GREENSBORO NC)
SC
08/19/2015 - 09/14/2015
AXA ADVISORS, LLC (GREENVILLE SC)
BC
Issued 09/04/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/19/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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