Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Q. Meehan is a financial advisor with Santander US Capital Markets LLC in Los Angeles, California. James has been in the industry since 2005. James holds the Series 7, Series 63, Series 79TO, and SIE licenses and is registered to offer securities in California. James was previously employed at BARCLAYS CAPITAL INC. and CREDIT SUISSE SECURITIES (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/26/2023 - Present
Santander US Capital Markets LLC (Los Angeles CA)
CA
06/08/2007 - 08/31/2023
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
CA
09/13/2005 - 06/01/2007
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
BC
Issued 11/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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