Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Purdy is a securities professional with experience in the financial industry. James is registered with Liquidnet, Inc. and holds the Series 7TO, Series 57TO, Series 63, and SIE licenses. James has been active in the industry since August 2019 and has worked at Liquidnet, Inc. since August 2019. James is licensed in 12 states including Arizona, California, Colorado, Connecticut, Massachusetts, Michigan, New York, Ohio, Oregon, Pennsylvania, Tennessee, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/17/2019 - Present
Liquidnet, Inc. (NEW YORK NY)
BC
Issued 09/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2019
Series 57TO - Securities Trader Exam
BC
Issued 08/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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