Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Puhala is a financial advisor with MML Distributors, LLC, MML Strategic Distributors, LLC and MML Investors Services, LLC. James has been in the financial services industry since March 7, 2007 and is registered with FINRA and the Securities and Exchange Commission. James holds the Series 7, Series 24, and SIE licenses. James is located in Springfield, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
09/30/2020 - Present
MML Distributors, LLC (SPRINGFIELD MA)
MA
11/11/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)
MA
03/08/2007 - 07/21/2008
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
BC
Issued 04/11/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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