Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Price is an investment advisor representative associated with PFS Investments Inc. James Price is registered with the state of Illinois as an investment advisor representative. James has been in the securities industry since June 16, 2007. James has a Series 6, Series 63 and Series 65 license and also passed the Series 26 exam. James Price is associated with PFS Investments Inc. for nearly 10 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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SD
05/03/2022 - Present
PFS Investments Inc. (SPEARFISH SD)
CO
01/07/2004 - 12/31/2010
PFS INVESTMENTS INC. (WESTMINISTER CO)
IA
Issued 12/23/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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