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James Prettyman Bodine

Herbert J. Sims & CO, Inc.

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About James Prettyman Bodine

James Bodine is a financial professional registered with Herbert J. Sims & Co, Inc. James has over 30 years of experience in the financial services industry. James is a Series 7, 52, 53, 79, and 50 licensed representative. James also holds a Series 63 license and the Securities Industry Essentials Examination (SIE). Prior to joining Herbert J. Sims & Co, Inc., James was registered with BB&T Securities, LLC, Scott & Stringfellow, LLC, Janney Montgomery Scott LLC, Wheat, First Securities, Inc., and Butcher & Singer Inc. James is currently registered with the state of Pennsylvania.

Firm Information

James Bodine is currently registered with Herbert J. Sims & CO, Inc.. Herbert J. Sims & CO, Inc. is a Corporation, formed on December 12, 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Bodine’s Registration & Firm History

PA

06/11/2014 - Present

Herbert J. Sims & CO, Inc. (Philadelphia PA)

PA

01/02/2013 - 06/12/2014

BB&T SECURITIES, LLC (PHILADELPHIA PA)

PA

03/01/2006 - 01/02/2013

SCOTT & STRINGFELLOW, LLC (PHILADELPHIA PA)

PA

08/21/1997 - 01/13/2006

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

NC

01/01/1991 - 09/02/1997

WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)

NA

07/24/1990 - 01/01/1991

BUTCHER & SINGER INC.

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Licenses & Designations

BC

Issued 01/21/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/28/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 02/10/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/16/1995

Series 7 - General Securities Representative Examination

BC

Issued 06/30/1993

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Prettyman Bodine.
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