Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carlson is a financial advisor with Janney Montgomery Scott LLC. James has over eight years of experience in the financial industry. James is a licensed investment advisor and has experience working with a wide range of clients, including individuals, families, corporations, and institutions. James is dedicated to providing his clients with personalized financial advice and helping them achieve their financial goals. Previous firms James worked with include Scotia Capital (USA) Inc., Houlihan Lokey Capital, Inc., Truist Securities, Inc. and Drexel Hamilton, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
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2
GA
02/05/2024 - Present
Janney Montgomery Scott LLC (Atlanta GA)
NY
10/20/2021 - 01/22/2024
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
GA
07/15/2021 - 09/10/2021
HOULIHAN LOKEY CAPITAL, INC. (ATLANTA GA)
GA
07/12/2019 - 06/14/2021
TRUIST SECURITIES, INC. (ATLANTA GA)
GA
10/27/2015 - 07/31/2018
DREXEL HAMILTON, LLC (Atlanta GA)
BC
Issued 11/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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