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James Polk McDaniel

PNC Investments

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About James Polk McDaniel

James McDaniel is a financial advisor registered with PNC Investments. James has been in the financial services industry since 2008. James has experience with a wide range of financial products and services. James specializes in helping individuals, families, and businesses achieve their financial goals.

Firm Information

James McDaniel is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James McDaniel’s Registration & Firm History

NC

05/30/2024 - Present

PNC Investments (RALEIGH NC)

NC

01/07/2022 - 05/22/2024

FIRST CITIZENS INVESTOR SERVICES, INC. (Chapel Hill NC)

NC

10/26/2016 - 12/23/2021

WELLS FARGO CLEARING SERVICES, LLC (DURHAM NC)

NC

08/14/2015 - 10/17/2016

LINCOLN FINANCIAL SECURITIES CORPORATION (RALEIGH NC)

GA

10/06/2000 - 05/25/2004

AMVESCAP SERVICES, INC. (ATLANTA GA)

MO

10/01/1999 - 05/11/2000

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

09/01/1999 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NY

04/12/1999 - 09/15/1999

WARBURG DILLON READ LLC (NEW YORK NY)

NY

06/29/1998 - 08/21/1998

WARBURG DILLON READ LLC (NEW YORK NY)

CT

12/04/1997 - 06/29/1998

SBC WARBURG DILLON READ INC. (STAMFORD CT)

GA

02/23/1996 - 12/05/1997

SUNTRUST SECURITIES, INC. (ATLANTA GA)

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Licenses & Designations

IA

Issued 12/08/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/19/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Polk McDaniel.
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