Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Pines is a financial advisor based in W. Conshohocken, Pennsylvania, who has been in the industry since 2021. James Pines is currently registered with BA Securities, LLC. James Pines is a Series 63, 24, 82TO, 79TO and SIE licensed professional. James Pines has previous registration with Provenence Capital Services LLC and Growth Capital Services, Inc.. James Pines is currently licensed in Colorado, Illinois, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
04/22/2024 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
IL
02/01/2022 - 08/12/2024
PROVENANCE CAPITAL SERVICES LLC (NORTHBROOK IL)
DE
07/19/2021 - 02/02/2022
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
BC
Issued 02/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2021
Series 24 - General Securities Principal Examination
BC
Issued 03/10/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 07/19/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/14/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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