Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Arnold is a financial advisor with Fidelity Brokerage Services LLC. James is registered with the Financial Industry Regulatory Authority (FINRA) and has been a registered advisor for 1 year. Prior to joining Fidelity, James worked at MML Investors Services, LLC. James is also registered as an Investment Advisor Representative in Kentucky, Ohio, and Texas. James has a Series 7, Series 66, and SIE license.
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KY
02/03/2022 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
OH
03/06/2021 - 11/18/2021
MML INVESTORS SERVICES, LLC (Cincinnati OH)
BOTH
Issued 6/21/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/5/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/19/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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