Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Zeutzius has been in the financial services industry since 1985. Currently, James is a Registered Representative for Wells Fargo Clearing Services, LLC, and has been with the firm since 2016. James is also an Investment Adviser Representative for Wells Fargo Clearing Services, LLC in California and Texas. James has a strong background in the financial services industry, having previously held positions with Citigroup Global Markets Inc. and Lehman Brothers Inc. James is a licensed broker and investment advisor and holds the Series 63, Series 65, Series 7 and SIE licenses. James is also a member of the Pasadena Tournament of Roses Foundation and a grant recommender for a Family Foundation Donor Advised Fund.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/08/2012 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
07/31/1993 - 06/15/2007
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
03/08/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/19/1985 - 03/19/1988
DEAN WITTER REYNOLDS INC.
IA
Issued 08/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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